SEC report format

I recently got gently pinged by a MSP for using the associate's name only in the narrative. Does anyone know SEC's preference for using the associate's name?

MSPhyllis

Create an Account or Log In

Membership is free. Simply choose your username, type in your email address, and choose a password. You immediately get full access to the forum.

Already a member? Log In.

While not familiar with SEC's definition of the Client's employees, could you have used the descriptive format? Sometimes using a name in a narrative, makes the person more of a personal friend rather than a Client's associate.
Sorry, only registered users may post in this forum.

Click here to login